class: center, middle, inverse, title-slide .title[ # The Quasi-Experimentals ] .subtitle[ ## EDP 618 Week 6 ] .author[ ### Dr. Abhik Roy ] --- <script src="https://ajax.googleapis.com/ajax/libs/jquery/3.6.0/jquery.min.js"></script> <script type="text/x-mathjax-config"> MathJax.Hub.Register.StartupHook("TeX Jax Ready",function () { MathJax.Hub.Insert(MathJax.InputJax.TeX.Definitions.macros,{ cancel: ["Extension","cancel"], bcancel: ["Extension","cancel"], xcancel: ["Extension","cancel"], cancelto: ["Extension","cancel"] }); }); </script> <style> section { display: flex; display: -webkit-flex; } section { height: 600px; width: 60%; margin: auto; border-radius: 21px; background-color: #212121; } .remark-slide-container { background: #212121; } .hljs-github .hljs { background: transparent; color: #b2dfdb; } .hljs-github .hljs-keyword { color: #64b5f6; } .hljs-github .hljs-literal { color: #64b5f6; } .hljs-github .hljs-number { color: #64b5f6; } .hljs-github .hljs-string { color: #b7b3ef; } .hljs-github .hljs { background: transparent; color: #b2dfdb; } .hljs-github .hljs-keyword { color: #64b5f6; } .hljs-github .hljs-literal { color: #64b5f6; } .hljs-github .hljs-number { color: #64b5f6; } .hljs-github .hljs-string { color: #b7b3ef; } section p { text-align: center; font-size: 30px; background-color: #212121; border-radius: 21px; font-family: Roboto Condensed; font-style: bold; padding: 12px; color: #bff4ee; margin: auto; } #center { text-align: center; } #right { text-align: right; } .center p { margin: 0; position: absolute; top: 50%; left: 50%; -ms-transform: translate(-50%, -50%); transform: translate(-50%, -50%); } .center2 { margin: 0; position: absolute; top: 50%; left: 50%; -ms-transform: translate(-50%, -50%); transform: translate(-50%, -50%); } .tab { display: inline-block; margin-left: 40px; } .obr { display:block; margin-top:-15px; } .container { display: flex; } .container > div { flex: 1; /*grow*/ margin-right: 40px; } td, th, tr, table { border: 0 !important; border-spacing:0 !important; overflow-x: hidden; overflow-y: hidden; background-color: unset !important; color: unset !important; } tbody > td > tr:hover { background-color: unset !important; color: unset !important; } </style> <style type="text/css"> .highlight-last-item > ul > li, .highlight-last-item > ol > li { opacity: 0.5; } .highlight-last-item > ul > li:last-of-type, .highlight-last-item > ol > li:last-of-type { opacity: 1; } </style>
--- class: highlight-last-item layout: true --- # Part I: Modern Descriptions of Experiments -- .pull-left[ <p id="center" style="color:#f5ebd9; font-weight: bold; border:1px; border-style:solid; border-color:#f5ebd9; border-radius: 25px; padding: 0.3em;"> <i>Randomized</i> </p> ] -- .pull-right[ <p id="center" style="color:#f0b5d3; font-weight: bold; border:1px; border-style:solid; border-color:#f5ebd9; border-radius: 25px; padding: 0.3em;"> <i>Quasi-Experiments</i> </p> ] -- .pull-left[ <span style="color:#f5ebd9" class = "tab">Units are assigned to conditions randomly</span> ] -- .pull-right[ <span style="color:#f0b5d3;" class = "tab">Units are assigned to conditions non-randomly</span> ] -- .pull-left[ <span style="color:#f5ebd9" class = "tab">Randomly assigned units are probabilistically equivalent based on expectancy (if certain conditions are met)</span> ] -- .pull-right[ <span style="color:#f0b5d3;" class = "tab">Assignment to conditions occurs by self-selection</span> ] -- .pull-left[ <span style="color:#f5ebd9" class = "tab">Under the appropriate conditions, randomized experiments provide unbiased estimates of an effect</span> ] -- .pull-right[ <span style="color:#f0b5d3;" class = "tab">Greater emphasis on enumerating and ruling out alternative explanations</span> ] -- .pull-left[ <span style="color:#f5ebd9" class = "tab">Example: Randomized controlled trials (RCT)</span> ] -- .pull-right[ <span style="color:#f0b5d3;" class = "tab">Example: Regression discontinuity design (RDD)</span> ] --- ## Basic Design Elements and Notation --- ### Notation $$ \require{enclose} $$ <center> <table class=" lightable-paper" style='font-family: "Arial Narrow", arial, helvetica, sans-serif; width: auto !important; margin-left: auto; margin-right: auto;'> <thead> <tr> <th style="text-align:center;color: #ffffff !important;vertical-align: middle !important;"> Variable </th> <th style="text-align:left;color: #ffffff !important;vertical-align: middle !important;"> Description </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> treatment </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `O` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> observation </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `R` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> random assignment </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> nonrandom assignment </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\enclose{horizontalstrike}{X}\)` ` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> removed treatment </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `X_+` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> treatment expected to produce an effect in one direction </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `X_-` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> conceptually opposite treatment expected to reverse an effect </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> `C` </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> cutting score </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> --- </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> non-randomly formed groups </td> </tr> <tr> <td style="text-align:center;width: 20em; color: #ffffff !important;vertical-align: middle !important;"> ··· </td> <td style="text-align:left;width: 30em; color: #ffffff !important;vertical-align: middle !important;"> cohort </td> </tr> </tbody> </table> </center> --- # The Logic of Quasi-Experimentation --- ### Rationale -- + Quasi-experiments are often a necessity given practical and logistical constraints -- + <div class="container"> <div>Greater emphasis on construct or external validity rather than cause-effect associations</div> <div>Funding, ethics, administration</div> <div>The intervention has already occurred</div> </div> <br> <div class="container"> <div><center><i><span style="color:#ff70a6">least common</span></i></center></div> <div><center><i><span style="color:#c8b8db">somewhat common</span></i></center></div> <div><center><i><span style="color:#70d6ff">most common</span></i></center></div> </div> -- + Sometimes they are the best alternative, even if causal inferences are weaker than is possible with other designs --- ### Central Principles -- + Identification and study of plausible threats to internal validity -- + Careful scrutiny of plausible alternative explanations for treatment-outcome covariation -- + Primacy of control by design -- + Use carefully planned and implemented design elements rather than statistical controls for anticipated confounds -- + Coherent pattern matching -- + Complex (a priori) causal hypotheses that reduce the plausibility of alternative explanations --- ## Designs without Control Groups --- ### One-Group Posttest Only Design -- .center2[ <table class=" lightable-paper" style='font-family: "Arial Narrow", arial, helvetica, sans-serif; width: auto !important; margin-left: auto; margin-right: auto;'> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;background-color: transparent !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;background-color: transparent !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;background-color: transparent !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;background-color: transparent !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Absence of pretest makes it difficult to know if change has occurred and absence of a control group makes it difficult to know what would have happened without treatment -- + Known as a one-shot study --- ## One-Group Pretest-Posttest Design -- .center2[ <table> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Adding a pretest provides weak information concerning what might have happened to participants had the treatment not occurred -- + Known as a pre-post study --- ### One-Group Pretest-Posttest Design with Double Pretest -- .center2[ <table> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_3` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Adding multiple pretests reduces the plausibility of maturation and regression effects -- + Can confirm maturational trends --- ### One-Group Pretest-Posttest Design Using a Nonequivalent Variable -- .center2[ <table> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `\{O_{1A}, O_{1B}\}` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `\{O_{2A}, O_{2B}\}` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Measure `\(A\)` is expected to change because of treatment, `\(B\)` is not -- + Both `\(A\)` and `\(B\)` are expected to respond to the same validity threats in the same way --- #### Example *Lottery ticket sales in convenience stores after introduction of signs in store windows reading “did you buy your ticket?”* <br> <center> <img src="img/pretest-posttest1.png" alt="pretest-posttest" style="width: 600px;"/> <center> --- ## Removed-Treatment Design -- $$ \require{enclose} $$ .center2[ <table> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_3` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\enclose{horizontalstrike}{X}\)` ` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_4` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Removal </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Demonstrates that outcomes rise and fall with the presence or absence of treatment --- #### Example *Generally interpretable outcome pattern* <br> <center> <img src="img/removed-treatment1.png" alt="removed-treatment" style="width: 650px;"/> <center> --- ### Repeated-Treatment Design -- $$ \require{enclose} $$ .center2[ <table> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\enclose{horizontalstrike}{X}\)` ` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_3` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_4` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Removal </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Few threats could explain a close relationship between treatment introductions and removals and parallel outcome changes --- #### Example *Mean narcotics use over multiple Methadone maintenance on/off conditions* <br> <center> <img src="img/repeated-treatment1.png" alt="repeated-treatment" style="width: 650px;"/> <center> --- # `\(A - B\)` Designs -- + Multiple-baseline design (a class of single-subject designs), or collection of `\(A - B\)` designs, to assess the effects of an intervention across separate baselines -- + Variables > `\(A\)` = baseline > `\(B\)` = treatment -- + The intervention is introduced in a staggered manner and the baseline provides a predicted level of the dependent variable in absence of the treatment -- + `\(A - B - A\)` designs are sometimes called removal designs (i.e., the treatment is removed) --- #### Example <br> <center> <img src="img/a-b-design1.png" alt="a-b" style="width: 600px;"/> <center> --- ## Designs that use a Control Group but no Pretest --- ### Posttest-Only Design with Nonequivalent Control Group -- .center2[ <table class="table" style="margin-left: auto; margin-right: auto;"> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Non Random Assignment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + Unknown pretest group differences make it extremely difficult to separate treatment effects from selection effects --- ### Posttest-Only Design using an Independent Sample Pretest -- .center2[ <table class="table" style="margin-left: auto; margin-right: auto;"> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ¦ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ¦ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Non Random Assignment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> Assumes overlapping group membership + Pretest measurements may be reactive -- + Cannot follow same groups over time -- + When interested in studying intact communities whose members change over time --- ## Case Control Studies -- + Predominant method for many forms of epidemiological research -- + Used to identify factors that may contribute to a condition by comparing subjects who have that condition (i.e., *cases*) with those who do not have the condition but are otherwise similar (i.e., *controls*) -- + Example: Used to determine the association between smoking and lung cancer --- ### Untreated Control Group Design with Dependent Pretest and Posttest Samples -- .center2[ <table class="table" style="margin-left: auto; margin-right: auto;"> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> ------ </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `NR` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Non Random Assignment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> + A selection bias is always present, but the pretest observation allows for determining the magnitude and direction of bias --- #### Outcome Pattern 1 -- > *Both groups grow apart at different average rates in the same direction* -- > This pattern is consistent with treatment effects and can sometimes be causally interpreted, but it is subject to numerous threats, especially selection-maturation -- .pull-right[ <img src="img/outcome1.png" alt="outcome1" style="width: 450px;"/> ] --- #### Outcome Pattern 2 -- > *Spontaneous growth only occurs in the treatment group* -- > Not a lot of reliance can be placed on this pattern as the reasons why spontaneous growth only occurred in the treatment group must be explained (e.g., selection-maturation) -- .pull-right[ <img src="img/outcome2.png" alt="outcome2" style="width: 450px;"/> ] --- #### Outcome Pattern 3 -- > *Initial pretest differences favoring the treatment group diminish over time* -- > Same internal validity threats as outcome patterns #1 and #2 except that selection-maturation threats are less plausible -- .pull-right[ <img src="img/outcome3.png" alt="outcome3" style="width: 450px;"/> ] --- #### Outcome Pattern 4 -- > *Initial pretest differences favoring the control group diminish over time* -- > Subject to numerous validity threats (e.g., selection-instrumentation, selection-history), but generally can be causally interpreted -- .pull-right[ <img src="img/outcome4.png" alt="outcome4" style="width: 450px;"/> ] --- #### Outcome Pattern 5 -- > *Outcomes that crossover in the direction of relationships* -- > Most amenable to causal interpretation and most threats cannot plausibly explain this pattern -- .pull-right[ <img src="img/outcome5.png" alt="outcome5" style="width: 450px;"/> ] --- ## Modeling Selection Bias <div style="display: flex; justify-content: flex-end"> .footnote[<sup>1</sup> aka <span style="color:#f5ebd9;"><i>strata</i></span><br> <sup>2</sup> aka <span style="color:#f0b5d3;"><i>propensities</i></span>] </div> -- .pull-left[ <p id="center" style="color:#f5ebd9; font-weight: bold; border:1px; border-style:solid; border-color:#f5ebd9; border-radius: 25px; padding: 0.3em; margin-top: -6px"> <i>Sample matching / Stratified sampling</i><br><br> Pair samples so that the participants share every characteristic except for the one under investigation / Sample specific proportions of individuals from various subpopulations<span style="color:#ffffff;"><sup>1</sup></span> within a larger population </p> ] -- .pull-right[ <p id="center" style="color:#f0b5d3; font-weight: bold; border:1px; border-style:solid; border-color:#f0b5d3; border-radius: 25px; padding: 0.3em; margin-top: -6px"> <i>Instrumental variable analysis</i><br><br> Statistical modeling of covariates believed to explain selection biases </p> ] -- <center> <br> <p id="center" style="color:#d9f5eb; font-weight: bold; border:1px; border-style:solid; border-color:#f5ebd9; border-radius: 25px; padding: 0.3em; width: 525px; margin-top: -6px"> <i>Hidden bias analysis</i><br><br> Difference with respect to unmeasured variables/characteristics </p> <br> </center> -- .pull-left[ <p id="center" style="color:#f5ebd9; font-weight: bold; border:1px; border-style:solid; border-color:#f5ebd9; border-radius: 25px; padding: 0.3em; margin-top: -6px"> <i>Sensitivity analysis</i><br><br> Detect hidden bias that would be needed to explain observed differences </p> ] -- .pull-right[ <p id="center" style="color:#f0b5d3; font-weight: bold; border:1px; border-style:solid; border-color:#f0b5d3; border-radius: 25px; padding: 0.3em; margin-top: -6px"> <i>Propensity score analysis</i><br><br> Predict probabilities<span style="color:#ffffff;"><sup>2</sup></span> of group membership which are then used for matching or as covariate </p> ] --- ## Interrupted Time-Series -- tracking a period before and after an intervention at a known point in time to assess the intervention’s effects within a single group/population -- .pull-left[ Observations can be made over a period<br><br><br> aka a <i>time series</i> ] -- .pull-right[ An exact point is known where a treatment or intervention occurred<br><br> aka an <i>interruption</i> ] -- <br> <center> <img src="img/its.png" alt="pretest-posttest" style="width: 400px;"/> <center> --- ### Types of Effects -- .pull-left[ <span class="tab">Form</span> ] .pull-right[ slope or intercept changes ] -- .pull-left[ <span class="tab">Permanence</span> ] .pull-right[ changes from continuous to discontinuous (or visa versa) ] -- .pull-left[ <span class="tab">Level</span> ] .pull-right[ changes read as instantaneous or delayed ] --- ### Autocorrelation -- > occurs when observation at one point in time depends from observations at another point in time -- > effects must be modeled and removed from a time-series before assessing treatment impact -- .pull-left[ <span class="tab"><i>Trends</i></span><br><br> <span class="tab">an upwards or downwards shift in a data set over time</span> ] .pull-right[ <br> <br> <span class="tab">Average life expectancy at birth, population of the Earth</span> ] -- .pull-left[ <span class="tab"><i>Seasonality</i></span><br><br> <span class="tab">observations that coincide with seasonal patterns</span> ] .pull-right[ <br> <br> <span class="tab">sales of ice cream, average global temperature</span> ] -- .pull-left[ <span class="tab"><i>Cyclicity</i></span><br><br> <span class="tab">data rise and fall, but without a fixed frequency and duration caused</span> ] .pull-right[ <br> <br> <span class="tab">time getting out of bed, traffic congestion</span> ] -- .pull-left[ <span class="tab"><i>Noise</i></span><br><br> <span class="tab">Random variations</span> ] .pull-right[ <br> <br> <span class="tab">level of wellbeing dependent on prior rest, sneezing incessantly</span> ] --- .center2[ <img src="img/effect-delay.png" alt="removed-treatment" style="width: 650px;"/> ] --- .center2[ <table class=" lightable-paper" style='font-family: "Arial Narrow", arial, helvetica, sans-serif; width: auto !important; margin-left: auto; margin-right: auto;'> <thead> <tr> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> <th style="text-align:center;"> </th> </tr> </thead> <tbody> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_1` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_2` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_3` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_4` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_5` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `X` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_6` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_7` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_8` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_9` </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> `O_{10}` </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> </td> </tr> <tr> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Prettest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Pretest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Treatment </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> <td style="text-align:center;width: 3em; color: #ffffff !important;vertical-align: middle !important;"> ` `\(\rightarrow\)` ` </td> <td style="text-align:center;width: 10em; color: #ffffff !important;vertical-align: middle !important;"> Posttest </td> </tr> </tbody> </table> ] -- <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> <br> > The basic interrupted time-series design requires one treatment group with many observations before and after a treatment --- .center2[ <img src="img/irr1.png" alt="removed-treatment" style="width: 650px;"/> ] --- .center2[ <img src="img/irr2.png" alt="removed-treatment" style="width: 650px;"/> ] --- .center2[ <img src="img/irr3.png" alt="removed-treatment" style="width: 650px;"/> ] --- .center2[ <img src="img/irr4.png" alt="removed-treatment" style="width: 650px;"/> ] --- .center2[ <img src="img/irr5.png" alt="removed-treatment" style="width: 650px;"/> ] --- .center2[ <img src="img/irr6.png" alt="removed-treatment" style="width: 650px;"/> ] --- # Part II: Mixed Methods Evaluations --- ## Branches -- <br> <br> .pull-left[ <p id="center" style="color:#baffc9; font-weight: bold; border:1px; border-style:solid; border-color:#baffc9; border-radius: 25px; padding: 0.3em;"> <i>Methods</i><br><br> emphasis on the use of research methods in the form of techniques used to conduct the evaluations </p> ] -- .pull-right[ <p id="center" style="color:#ffb3ba; font-weight: bold; border:1px; border-style:solid; border-color:#ffb3ba; border-radius: 25px; padding: 0.3em;"> <i>Use</i><br><br> emphasis on utility </p> ] -- .pull-left[ <p id="center" style="color:#bae1ff; font-weight: bold; border:1px; border-style:solid; border-color:#bae1ff; border-radius: 25px; padding: 0.3em;"> <i>Values</i><br><br> emphasis on an evaluand </p> ] -- .pull-right[ <p id="center" style="color:#ffdfba; font-weight: bold; border:1px; border-style:solid; border-color:#ffdfba; border-radius: 25px; padding: 0.3em;"> <i>Social Justice</i><br><br> emphasis on marginalized groups in society and their advocates, the need to explicitly address issues of power, and the design of evaluations to create change </p> ] --- ## <span style="color:#baffc9">Methods</span> Branch -- - quantitatively driven mixed methods designs -- - priority on the use of randomized controlled trials --- ## <span style="color:#ffb3ba">Use</span> Branch -- - prioritize the need to assist key program stakeholders in program decision making -- - concerned for the ways in which evaluation information will be used and focus specifically on those who will use the information --- ## <span style="color:#bae1ff">Values</span> Branch -- - values and subjective meaning -- - values with a secondary concern for methods --- ## <span style="color:#ffdfba">Social Justice</span> Branch -- - addresses issues of power -- - design of evaluations to support social transformation --- ### Task In groups of two or three, design a mixed methods evaluation study with a QED to address the efficacy of a drug of your choice. First review the content from Chapters 1 and 2 in Mertens (2017). Then be ready to present a multi page slideshow addressing the following criteria > your research question > the type of mixed methods evaluation > how the study addresses for any deficiencies with your chosen QED > a context specific picture of both the study and specific QED, respectively > any additional information that should help us to understand the overall narrative --- # That’s It! 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